Dodd-Frank
Rules Consulting – Process Readiness – Position Limits and Reporting Tools
Our team of respected industry experts have a strong background in energy trading risk management systems and a deep knowledge of the trading business. Combined, these skill sets will be key drivers in satisfying the Dodd-Frank regulation requirements.
Our Dodd-Frank Solutions Include:
- Assist our clients by assessing their current trade setup and ensure accurate reporting of swap data and OTC transactions
- Review the different regulatory reports (102S, 404, Part 20, 43, and 45)
- Gather and validate reportable data via ETRM adapter
- Send trade data to the Swap Data Repositories(SDRs) and Government Agencies (CFTC)
- Provide a log to track reports for Compliance Officer
For more information about our Dodd-Frank solutions contact:
Dave Stephan - Managing Director - Risk, Systems & Dodd-Frank
dstephan@thewgc.com
713-359-6483
